Integrated compliance training: from AML/CFT to ESG

Module 1. AML/CFT (AML/CFT) Legal Framework in Kazakhstan and the AIFC

Part 1. The AIFC’s International AML/CFT Standards and legal framework.

Part 2. Due diligence procedures for the client, determination of the beneficial owner.

Part 3. AML/CFT risk management and reporting.

​Module 2. Regulation of digital assets in Kazakhstan and the AIFC

Part 1. Regulation of digital assets in Kazakhstan and the AIFC

Part 2. Transactional monitoring of Digital Assets and Travel Rule

Module 3. Compliance with sanctions regimes

Part 1. Compliance with sanctions regimes

Module 4. ESG compliance and sustainable development

Part 1. Introduction to ESG Compliance: trends and realities​

Part 2. ESG in finance and Investment planning

Part 3. ESG reporting​

Part 4. Independent assessment of ESG activities​

Part 5. ESG Implementation: Practical steps and cases​

Module 5. Working with insider information

Part 1. Rules and legal framework: Basic laws and regulations

Part 2. AIFC Market Rules, AIFC Companies Regulations

Part 3. Monitoring and control

Part 4. Practical examples (cases) on insider trading

Module 6. Business ethics and compliance culture

Part 1. Introduction

Part 2. Standards and regulatory requirements

Part 3. Practical tools

Part 4. In-depth analysis: making ethical decisions in practice

Part 5. Analysis of the practices of implementing compliance culture

Part 6. Ethical Leadership and Employee Engagement

Module 7. Anti-corruption compliance

Part 1. Regulatory environment

Part 2. Implementation of anti-corruption measures

Part 3. Monitoring and reporting

Part 4. In-depth analysis: ethical decision-making in practice

Part 5. Analysis of compliance culture implementation practices

Part 6. Ethical Leadership and Employee Engagement

• Materials in electronic form​
• Electronic certificate of completion of training​
• Testing to verify the assimilation of learning materials

Zhansaya Oryngazina​

The chief compliance controller at a crypto brokerage company in the AIFC.​

Work experience:

Specialist in the field of AML/CFT and compliance with work experience in licensed companies of the Astana International Financial Center.

Zhansaya specializes in creating and improving AML/CFT systems for crypto brokers, securities brokers and crypto exchanges, and also has experience working in the VISA international payment system.

Timur Khasanov-Batyrov

Co-Chairman of the International Council of the Association of Compliance and Business Ethics, Representative of the Association in the EU.

Work experience:
Compliance officer with 25 years of experience in the legal and compliance field in Kazakhstan, Russia, Uzbekistan, USA, Germany, Ukraine and the Netherlands.Master of Laws (L.L.M) in Corporate and International Business Law, University of Minnesota Law School (USA).

Armangul Amangalieva

Work experience:

• Степень магистра международного делового права (Великобритания)
• Международный диплом ICA по GRC (международный диплом в области корпоративного управления, Рисков и комплаенс, выдающаяся Международная ассоциация по соблюдению требований (ICA) совместно с деловым альянсом Манчестера) Манчестерским университетом (Великобритания))
• Сертифицированный специалист по санкциям в соответствии с санкциями ЕС и OFAC, ACSS (США)
• Программа антикризисного управления и лидерства

Julia Lim
FCCA, MA, BA

Director of Sustainable Development – Air Astana JSC

Work experience:
With more than 19 years of experience in ESG, compliance and audit (external and internal). Yulia was at the forefront of building a compliance practice at Air Astana, covering anti-corruption, sanctions control, personal data protection, economic security, ESG and ethics, ensuring compliance with international standards and best practices.

Samat Sarbasov

Compliance Officer of Almex Holding Group JSC​

Work experience:

Samat Sarbasov (45) has financial experience and is an expert in risk management and compliance with more than 26 years of experience, including senior positions in public and private organizations.

During 2019-2023. he built a compliance practice at NAC Kazatomprom JSC

Dauren Tulin

An expert with many years of experience in the field of compliance, anti-corruption mechanisms and internal control.​

Work experience:

His career began at Virazh – Leasing Ltd., where he acquired fundamental knowledge in the legal field.

Later, working as a compliance officer at Eurasian Bank and Jusan Garant, he strengthened his risk management and ethical standards building skills.